A prestigious private bank with a significant and growing presence in the UK is seeking a Governance, MI and Reporting Officer on a contract basis. Key Responsibilities: Business co-ordinat…
and assisting in the co-ordination of the training plan Assist in maintaining the regulatory change trackers and actions Support
actions for presentation in the Legal and Regulatory Committee Oversight of UK Compliance Inbox Assist the Head
Officer on a contract basis. Key Responsibilities: Business co-ordination for Compliance and Financial Crime to ensure
other members of the Compliance team to ensure a full schedule of required activities (e.g. updating of relevant documentation
THE COMPANY: Our client is a growing and dynamic boutique compliance consulting firm. Their core client base is comprised of asset managers regulated by the FCA. THE RESPONSIBILITIES: Actin…
. They are looking to hire an Interim Compliance Officer to be part of a project to uplift aspects of the financial crime and regulatory
counterparty onboarding and periodic review process to align with uplifts made to the customer onboarding process. Reviewing... and updating the broker onboarding and periodic review proces…
THE COMPANY: Our client is an innovative Commodities firm, operating across global commodity and energy markets. THE RESPONSIBILITIES: Provide day-to-day compliance advisory support to the…
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